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Monica DiFiore

Monica DiFiore


Ms. DiFiore serves as the Chief Compliance Officer (CCO) of Merger & Acquisition Capital Services, LLC, an affiliate of Merger & Acquisition Services, Inc.,  through a third-party consulting agreement. She has twenty years of experience in broker-dealer and investment adviser activities and provides regulatory oversight and management to the firm in various areas including registration, compliance programs, policies and procedures, annual compliance reviews, training and anti-money laundering.

Ms. DiFiore currently holds the following Financial Industry Regulatory Authority (FINRA) licenses; General Securities Representative (Series 7), General Securities Principal (Series 24), Uniform Investment Adviser (Series 65), Uniform Securities Agent (Series 63), Limited Representative – Equity Trader (Series 55) and Registered Options Principal (Series 4).


Find Ms. DiFiore's FINRA Broker Check Summary here.

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